SAP & Citrix: Hidden Threats
SAP’s latest security bulletin sent ripples through enterprise IT teams, uncovering flaws…
Validate regulatory adherence, mitigate integration risks, and ensure seamless compliance across every phase of your M&A journey.
At COE Security, our Merger & Acquisition Compliance Review service helps organizations ensure that they meet all regulatory and compliance requirements throughout the merger or acquisition process. When two companies merge or one acquires another, the combined entity must navigate complex regulatory landscapes and align with industry-specific standards, such as GDPR, HIPAA, PCI DSS, and other regional or global frameworks. Our consulting service provides expert guidance on identifying compliance risks, ensuring that both companies’ operations, data practices, and security postures are in line with the necessary regulations.
We support you in managing compliance challenges during the M&A process, ensuring that legal, privacy, and security considerations are seamlessly integrated into the integration strategy. Our team of experts conducts thorough due diligence, assesses current compliance gaps, and develops a roadmap to address regulatory challenges, safeguarding your organization from potential fines, legal issues, or operational disruptions.
Define Compliance Objectives: Establish the key compliance requirements for the M&A process, including regulatory standards, legal obligations, and industry-specific frameworks that need to be met.
Conduct Due Diligence on Compliance: Perform a comprehensive review of both organizations’ compliance posture, focusing on existing compliance practices, policies, audits, and any historical issues related to regulations.
Evaluate Data Privacy and Security Compliance: Assess both organizations’ adherence to data privacy regulations (e.g., GDPR, CCPA) and security standards (e.g., ISO 27001, PCI DSS) to ensure that sensitive data will be properly protected during the M&A.
Review Financial and Tax Compliance: Evaluate the financial records, tax obligations, and regulatory filings of both companies, ensuring they comply with tax laws, accounting standards, and any industry-specific financial regulations.
Assess Intellectual Property and Licensing Compliance: Review intellectual property (IP) assets, software licenses, patents, and trademarks to ensure proper legal protection and compliance with licensing agreements post-M&A.
Analyze Employment and Labor Law Compliance: Assess employment contracts, benefits, and labor law compliance, ensuring that worker rights are protected and that both organizations’ employment policies align with applicable regulations.
Identify Industry-Specific Regulatory Requirements: Identify and evaluate any industry-specific regulations (e.g., HIPAA for healthcare, FINRA for financial services) to ensure the merger or acquisition is compliant with all relevant legal frameworks.
Review Environmental and Health & Safety Compliance: Examine environmental regulations and health & safety standards to ensure compliance with applicable laws regarding operations, facilities, and employee well-being during the M&A.
Integrate Compliance Programs and Policies: Develop a strategy for harmonizing the compliance programs, policies, and procedures of both organizations to ensure a smooth transition and ongoing compliance post-merger.
Prepare for Post-M&A Compliance Audits: Plan for post-merger compliance audits to ensure that all regulatory obligations are being met and to identify any gaps or issues that may arise after integration.
Our established IoT penetration testing methodology delivers comprehensive testing and actionable recommendations.
Comprehensive Assessment: We review all aspects of compliance, covering data privacy, financials, IP, and more, ensuring full regulatory adherence.
Expert Regulatory Guidance: COE Security’s team helps you navigate complex global regulations throughout the M&A process.
Tailored Compliance Strategies: Our approach is customized to meet your industry and transaction-specific compliance needs.
Risk Identification: We identify and mitigate potential compliance risks early, minimizing legal and financial liabilities during the M&A.
Post-M&A Monitoring: Continuous compliance monitoring ensures the merger remains compliant and minimizes future risks.
Industry Expertise: Our team provides compliance reviews tailored to your specific industry, ensuring no detail is overlooked.
Efficient Integration of Compliance Systems: We integrate the compliance frameworks of both organizations to ensure smooth post-merger operations.
Proven M&A Track Record: COE Security has supported many successful mergers and acquisitions with effective compliance reviews.
Regulatory Documentation Support: We assist with preparing accurate regulatory filings, ensuring compliance with relevant laws.
During a merger or acquisition, ensuring that both organizations comply with the necessary regulatory frameworks is critical. Our Compliance as a Service offering provides comprehensive support for assessing the compliance of both companies involved in the transaction. We review data privacy, cybersecurity, and industry-specific regulations such as GDPR, HIPAA, SOC 2, and others, identifying potential gaps and risks in compliance that could affect the deal. By managing compliance seamlessly, we help reduce the complexity of integrating different compliance frameworks, ensuring a smoother transition and minimizing the risk of penalties, audits, or disruptions after the merger.
In any merger or acquisition, understanding the compliance status of software systems is crucial to mitigating legal and operational risks. Our Software Compliance Testing service helps evaluate whether the software used by both organizations meets regulatory standards and compliance requirements. We test your software to ensure that it adheres to licensing, data protection, and security regulations. This service identifies any potential risks related to non-compliance with industry standards, intellectual property issues, or software vulnerabilities, helping you proactively address compliance gaps. Ensuring that all software systems align with legal and regulatory frameworks reduces future liabilities and streamlines the integration process.
Mergers and acquisitions often trigger a need to reassess existing cyber insurance coverage to reflect the expanded organizational risks. Our Cyber Insurance Audit evaluates the adequacy of your organization’s cyber insurance policies, ensuring they cover both companies involved in the merger or acquisition. We analyze the scope of coverage, including data breaches, cyberattacks, and third-party vendor risks, making sure that there are no gaps or duplications in your insurance policies. Our audit provides recommendations to optimize your cyber insurance, aligning it with the new risk profile of the merged entity and helping ensure that your organization is fully protected against potential cyber threats post-merger.
After a merger or acquisition, it is essential to integrate the security programs of both organizations into one cohesive strategy. Our Security Program Development service helps streamline and strengthen security protocols across the newly merged entity. We work with your leadership teams to develop comprehensive security policies and procedures that address risk management, incident response, access control, and data protection across all departments. By creating a unified security program, we help you ensure consistency in protecting sensitive information, mitigate security risks, and maintain compliance with regulatory standards throughout the integration process, ensuring that security remains a top priority as your business evolves.
Expanding into new regions or countries through a merger or acquisition introduces complex legal and regulatory challenges. Our Legal Risk Review in New Territories service provides a comprehensive analysis of the legal risks associated with operating in unfamiliar jurisdictions. We help assess compliance with local data protection laws, labor regulations, tax implications, and other country-specific legal requirements that could impact the success of the deal. By conducting an in-depth legal review, we ensure that your organization is prepared for the regulatory landscape of new territories, helping to prevent legal issues, fines, or penalties that could arise after the merger or acquisition.
COE Security empowers your organization with on-demand expertise to uncover vulnerabilities, remediate risks, and strengthen your security posture. Our scalable approach enhances agility, enabling you to address current challenges and adapt to future demands without expanding your workforce.
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Testing aligned with OWASP, SANS, and NIST.
Clear reports with practical remediation steps.
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